3.1 Applying for eligibility

If your institution is not yet eligible, find out how to prepare an eligibility application or email us at eligibility [at] innovation.ca (eligibility[at]innovation[dot]ca) for more information.

Determining an institution’s eligibility may take several months. We will not review incomplete eligibility applications, so be sure to submit everything that is required.

There are some organizations that we will not consider for eligibility (3.2 Entities that are excluded from eligibility).

3.1.1 Eligibility requirements: universities, colleges, research hospitals and research institutes

 

The CFI may approve a university, college, research hospital or research institute as an eligible institution if it meets all the requirements in Table 1.

Table 1: Institutional eligibility requirements for universities, colleges, research hospitals and research institutes

Requirement

Supporting documents required at application

Administrative requirements

Request CFI eligibility

Letter signed by the institution’s president requesting institutional eligibility

Tri-agency eligibility

Copy of application submitted to the tri-agency with the decision letter confirming eligibility at one of the three federal research funding agencies, if applicable

Willingness to administer CFI funding in accordance with the CFI’s requirements

Confirmation from the institution’s president that if granted institutional eligibility, the institution will comply with the requirements, policies and procedures specified in the CFI’s institutional agreement (5.1.1 Institutional agreement)

Status as research institution

Official statement on research and research training

Official institutional policy on research and research training

or

Research and research training mission statement

Description of research activities conducted

Representative sample of the research activities conducted by the institution

and

Strategic research plan, if applicable

No constraints on the publication of research results

Official institutional publication policy confirming there are no constraints on the publication of research results

Capacity to support and conduct research

Current research facilities, infrastructure and resources

List of research facilities and research infrastructure that are currently operating at the institution and which support its research activities

and

Demonstration that sufficient capacity and resources are provided to enable researchers to conduct their research activities

Qualifications to carry out independent research and track record of researchers

Representative list of researchers who:

· Have proven track records

· Are employed by the institution

· Are actively involved in research

· Are remunerated by the institution.

The list should include at minimum each researcher’s educational qualifications and/or relevant research experience and their contributions to the institution’s research activities over the previous three years.

The institution should demonstrate that the researchers have sufficient time to conduct their research.

List of grants/contracts awarded

List of grants and contracts awarded to the institution and/or the institution’s researchers over the last three years

Technical support staff

Representative list of technical staff who support the research facilities, infrastructure and researchers, and their roles

 

3.1.2 Eligibility requirements: non-profit research institutions

The CFI may approve a non-profit research institution as an eligible institution if it meets all the requirements in Table 2.

Table 2: Institutional eligibility requirements for non-profit research institutions

Requirement

Supporting documents required at application

Administrative requirements

 

Request CFI eligibility

Letter signed by the institution’s president requesting institutional eligibility

Tri-agency eligibility

Copy of application submitted to the tri-agency with the decision letter confirming eligibility at one of the three federal research funding agencies, if applicable

Willingness to administer CFI funding in accordance with the CFI’s requirements

Confirmation from the institution’s president that if granted institutional eligibility, the institution will comply with the requirements, policies and procedures specified in the CFI’s institutional agreement (5.1.1 Institutional agreement)

Status as non-profit research institution

 

Non-profit status, operational for a minimum of five years

Statutes, incorporation documents and bylaws

Not affiliated or federated to a CFI-eligible institution

Confirmation that the institution is not federated or affiliated to, or integrated with, another CFI-eligible institution

Independent Board of Directors

List of members of the Board of Directors, including their current place of employment and occupation and memberships on other governing bodies

Official statement on research and research training

Official institutional policy on research and research training

or

Research and research training mission statement

Description of research activities conducted

Representative sample of the research activities conducted by the institution

and

Strategic research plan, if applicable

No constraints on the publication of research results

Official institutional publication policy confirming there are no constraints on the publication of research results

Capacity to support and conduct research

 

Current research facilities, infrastructure and resources

List of the research facilities and research infrastructure currently operating at the institution and that support its research activities

and

Demonstration that sufficient capacity and resources are provided to enable researchers to conduct their research activities

A minimum of 20 percent of researchers with a proven research track record

Representative list of researchers who:

· Have proven track records

· Are employed by the institution

· Are actively involved in research

· Are remunerated by the institution.

The list should include at minimum each researcher’s educational qualifications and/or relevant research experience and their contributions to the institution’s research activities over the previous three years.

The institution should demonstrate that the researchers have sufficient time to conduct their research.

List of grants/contracts awarded

List of grants and contracts awarded to the institution and/or the institution’s researchers over the last three years

Technical support staff

List of technical staff who support the research facilities, infrastructure and researchers, and their roles

Financial capacity and oversight

 

Financial viability

Audited financial statements for the three previous years, including the auditor’s report

Evidence of research revenue from grants/awards

A list of the grants and awards the institution received over the last three years, including their amount and origin

Oversight to receive, administer and manage CFI funds

The institution’s financial oversight procedures and/or policy

3.1.3 Exceptions

An institution that is affiliated, federated or closely associated with another eligible institution will not be considered eligible unless it receives its operating budget directly from a provincial or territorial government and has its own Board of Directors. If the institution does not meet these criteria, it must apply for CFI funding through the eligible institution with which it is affiliated, federated or closely associated. The eligible institution can then receive and administer the funding.